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Apple Inc. — Director's Dealing 2021
Feb 3, 2021
29735_dirs_2021-02-03_55c3956e-46b0-4560-8cf8-8c7b18a5547e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Apple Inc. (AAPL)
CIK: 0000320193
Period of Report: 2021-02-01
Reporting Person: LEVINSON ARTHUR D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-02 | Common Stock | G | 408 | — | Disposed | 4532724 | Direct |
| 2021-02-01 | Common Stock | M | 3416 | — | Acquired | 4536140 | Direct |
| 2021-02-02 | Common Stock | S | 3416 | $135.60 | Disposed | 4532724 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-01 | Restricted Stock Unit | $ | M | 3416 | Disposed | 2021-02-01 | Common Stock (3416.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 56000 | Indirect |
Footnotes
F1: Adjusted to reflect Apple's 4-for-1 stock split (the "stock split"), effective on August 28, 2020.
F2: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F3: This restricted stock unit award was granted on February 26, 2020 and vested entirely on February 1, 2021. All share amounts have been adjusted to reflect the stock split.
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