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Apple Inc. — Director's Dealing 2021
Apr 5, 2021
29735_dirs_2021-04-05_3c7f1ea6-cdfe-4fdf-ab1c-4a39681f6442.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Apple Inc. (AAPL)
CIK: 0000320193
Period of Report: 2021-04-01
Reporting Person: Maestri Luca (Senior Vice President, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-01 | Common Stock | M | 257348 | — | Acquired | 367849 | Direct |
| 2021-04-01 | Common Stock | F | 136276 | $123 | Disposed | 231573 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-01 | Restricted Stock Unit | $ | M | 113348 | Disposed | Common Stock (113348.0) | Direct | |
| 2021-04-01 | Restricted Stock Unit | $ | M | 84932 | Disposed | Common Stock (84932.0) | Direct | |
| 2021-04-01 | Restricted Stock Unit | $ | M | 59068 | Disposed | Common Stock (59068.0) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F2: The number of securities reported reflects the acquisition on January 29, 2021 of 229 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2020 through January 31, 2021.
F3: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.
F4: This award was granted on October 14, 2016. 113,352 restricted stock units subject to the award vested on each of April 1, 2019 and April 1, 2020 and 113,348 restricted stock units vested on April 1, 2021.
F5: This award was granted on October 15, 2017. 84,932 restricted stock units subject to the award vested on each of April 1, 2020 and April 1, 2021 and 84,932 restricted stock units are scheduled to vest on April 1, 2022, assuming continued employment through the applicable vesting date.
F6: This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 restricted stock units are scheduled to vest on each of April 1, 2022 and April 1, 2023, assuming continued employment through the applicable vesting date.