Apple Inc. — Director's Dealing 2021

Apr 19, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Apple Inc. (AAPL)
CIK: 0000320193
Period of Report: 2021-04-15

Reporting Person: KONDO CHRIS (Principal Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-15	Common Stock	M	17603	—	Acquired	44637	Direct
2021-04-15	Common Stock	F	7499	$134.50	Disposed	37138	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-15	Restricted Stock Unit	$	M	6372	Disposed		Common Stock (6372.0)	Direct
2021-04-15	Restricted Stock Unit	$	M	4432	Disposed		Common Stock (4432.0)	Direct
2021-04-15	Restricted Stock Unit	$	M	4572	Disposed		Common Stock (4572.0)	Direct
2021-04-15	Restricted Stock Unit	$	M	2227	Disposed		Common Stock (2227.0)	Direct

Footnotes

F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2: The number of securities reported reflects the acquisition on January 29, 2021 of 158 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2020 through January 31, 2021.

F3: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

F4: This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2021, assuming continued employment through the applicable vesting date.

F5: This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date.

F6: This award was granted on September 29, 2019. 12.5% of the award vested on April 15, 2020 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2023, assuming continued employment through the applicable vesting date.

F7: This award was granted on September 27, 2020. 12.5% of the award vested on April 15, 2021 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2024, assuming continued employment through the applicable vesting date.