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Apple Inc. Director's Dealing 2021

Apr 5, 2021

29735_dirs_2021-04-05_93bc1f04-f044-4838-a44f-d7f9ad3b43f1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Apple Inc. (AAPL)
CIK: 0000320193
Period of Report: 2021-04-01

Reporting Person: Adams Katherine L. (SVP, GC and Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-04-01 Common Stock M 59068 Acquired 375649 Direct
2021-04-01 Common Stock F 30475 $123 Disposed 345174 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-04-01 Restricted Stock Unit $ M 59068 Disposed Common Stock (59068.0) Direct

Footnotes

F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

F3: This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 restricted stock units are scheduled to vest on each of April 1, 2022 and April 1, 2023, assuming continued employment through the applicable vesting date.