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Apple Inc. Director's Dealing 2021

Aug 9, 2021

29735_dirs_2021-08-09_32d1bf71-39a5-4dd4-85d7-6fb750c7a792.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Apple Inc. (AAPL)
CIK: 0000320193
Period of Report: 2021-08-05

Reporting Person: O'BRIEN DEIRDRE (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-05 Common Stock M 31896 Acquired 168014 Direct
2021-08-05 Common Stock F 17019 $147.06 Disposed 150995 Direct
2021-08-06 Common Stock S 14877 $145.99 Disposed 136118 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-08-05 Restricted Stock Unit $ M 31896 Disposed Common Stock (31896.0) Direct

Footnotes

F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.

F3: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019.

F4: This transaction was executed in multiple trades at prices ranging from $145.655 to $146.255; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F5: This award was granted on February 5, 2019. 31,896 restricted stock units subject to the award vested on August 5, 2021 and 31,896 restricted stock units are scheduled to vest on each of August 5, 2022 and August 5, 2023, assuming continued employment through the applicable vesting date.