Apple Inc. — Director's Dealing 2020

Apr 17, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Apple Inc. (AAPL)
CIK: 0000320193
Period of Report: 2020-04-15

Reporting Person: KONDO CHRIS (Principal Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-04-15	Common Stock	M	5916	—	Acquired	14206	Direct
2020-04-15	Common Stock	F	2345	$284.43	Disposed	11861	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-04-15	Restricted Stock Unit	$	M	2072	Disposed		Common Stock (2072.0)	Direct
2020-04-15	Restricted Stock Unit	$	M	1593	Disposed		Common Stock (1593.0)	Direct
2020-04-15	Restricted Stock Unit	$	M	1108	Disposed		Common Stock (1108.0)	Direct
2020-04-15	Restricted Stock Unit	$	M	1143	Disposed		Common Stock (1143.0)	Direct

Footnotes

F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2: The number of securities reported reflects the acquisition on January 31, 2020 of 78 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2019 through January 31, 2020.

F3: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

F4: This award was granted on October 14, 2016. 12.5% of the award vested on April 15, 2017 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2020, assuming continued employment through the applicable vesting date.

F5: This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2021, assuming continued employment through the applicable vesting date.

F6: This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date.

F7: This award was granted on September 29, 2019. 12.5% of the award vested on April 15, 2020 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2023, assuming continued employment through the applicable vesting date.