Apple Inc. — Director's Dealing 2020

Oct 19, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Apple Inc. (AAPL)
CIK: 0000320193
Period of Report: 2020-10-15

Reporting Person: KONDO CHRIS (Principal Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-10-15	Common Stock	M	23652	—	Acquired	53244	Direct
2020-10-15	Common Stock	F	11528	$120.71	Disposed	41716	Direct
2020-10-16	Common Stock	S	14840	$121.34	Disposed	26876	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-10-15	Restricted Stock Unit	$	M	8288	Disposed		Common Stock (8288.0)	Direct
2020-10-15	Restricted Stock Unit	$	M	6368	Disposed		Common Stock (6368.0)	Direct
2020-10-15	Restricted Stock Unit	$	M	4428	Disposed		Common Stock (4428.0)	Direct
2020-10-15	Restricted Stock Unit	$	M	4568	Disposed		Common Stock (4568.0)	Direct

Footnotes

F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2: Adjusted to reflect Apple's 4-for-1 stock split (the "stock split"), effective on August 28, 2020.

F3: The number of securities reported reflects the acquisition on July 31, 2020 of 112 shares, as adjusted to reflect the stock split, of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 1, 2020 through July 31, 2020.

F4: Shares withheld by Registrant to satisfy the statutory tax withholding requirements on vesting of restricted stock units.

F5: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.

F6: This award was granted on October 14, 2016. 12.5% of the award vested on April 15, 2017 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2020. All share amounts have been adjusted to reflect the stock split.

F7: This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2021, assuming continued employment through the applicable vesting date. All share amounts have been adjusted to reflect the stock split.

F8: This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date. All share amounts have been adjusted to reflect the stock split.

F9: This award was granted on September 29, 2019. 12.5% of the award vested on April 15, 2020 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2023, assuming continued employment through the applicable vesting date. All share amounts have been adjusted to reflect the stock split.