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Apple Inc. — Director's Dealing 2020
Nov 17, 2020
29735_dirs_2020-11-17_69a469ed-8e5e-4f36-bdd1-13f56e68ae2b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Apple Inc. (AAPL)
CIK: 0000320193
Period of Report: 2020-11-13
Reporting Person: Adams Katherine L. (SVP, GC and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-13 | Common Stock | M | 57480 | — | Acquired | 363876 | Direct |
| 2020-11-13 | Common Stock | F | 30524 | $119.26 | Disposed | 333352 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-13 | Restricted Stock Unit | $ | M | 57480 | Disposed | Common Stock (57480.0) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F2: Shares withheld by Apple to satisfy the tax withholding requirements on vesting of RSUs. No shares were sold.
F3: This award was granted on November 13, 2017. 57,484 restricted stock units subject to the award vested on each of May 13, 2018 and November 13, 2018 and 57,480 restricted stock units subject to the award vested on each of November 13, 2019 and November 13, 2020.