Apple Inc. — Director's Dealing 2019

Oct 17, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Apple Inc. (AAPL)
CIK: 0000320193
Period of Report: 2019-10-15

Reporting Person: KONDO CHRIS (Principal Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-10-15	Common Stock	M	6915	—	Acquired	15464	Direct
2019-10-15	Common Stock	F	3320	$235.32	Disposed	12144	Direct
2019-10-16	Common Stock	S	3932	$233.26	Disposed	8212	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-10-15	Restricted Stock Unit	$	M	2144	Disposed		Common Stock (2144.0)	Direct
2019-10-15	Restricted Stock Unit	$	M	2072	Disposed		Common Stock (2072.0)	Direct
2019-10-15	Restricted Stock Unit	$	M	1592	Disposed		Common Stock (1592.0)	Direct
2019-10-15	Restricted Stock Unit	$	M	1107	Disposed		Common Stock (1107.0)	Direct

Footnotes

F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2: Shares withheld by Registrant to satisfy the statutory tax withholding requirements on vesting of restricted stock units.

F3: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2018, as amended on February 12, 2019 and May 20, 2019.

F4: This award was granted on October 5, 2015. 12.5% of the award vested on April 15, 2016 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2019.

F5: This award was granted on October 14, 2016. 12.5% of the award vested on April 15, 2017 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2020, assuming continued employment through the applicable vesting date.

F6: This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2021, assuming continued employment through the applicable vesting date

F7: This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date.