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Apple Inc. — Director's Dealing 2019
Nov 14, 2019
29735_dirs_2019-11-14_9f6b75ae-a4ff-4cbd-9f4b-9a4a82bb6722.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Apple Inc. (AAPL)
CIK: 0000320193
Period of Report: 2019-11-13
Reporting Person: Adams Katherine L. (SVP, GC and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-13 | Common Stock | M | 14370 | — | Acquired | 30010 | Direct |
| 2019-11-13 | Common Stock | F | 7371 | $264.47 | Disposed | 22639 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-13 | Restricted Stock Unit | $ | M | 14370 | Disposed | Common Stock (14370.0) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F2: The number of securities reported reflects the acquisition on January 31, 2019 of 124 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2018 through January 31, 2019.
F3: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.
F4: This award was granted on November 13, 2017. 14,371 restricted stock units subject to the award vested on each of May 13, 2018 and November 13, 2018 and 14,370 vested on November 13, 2019. 14,370 restricted stock units are scheduled to vest on November 13, 2020, assuming continued employment through the applicable vesting date.