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Apple Inc. Director's Dealing 2018

Apr 3, 2018

29735_dirs_2018-04-03_f1d92be1-61bf-4491-b6bd-c1d8d1fa4f07.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLE INC (AAPL)
CIK: 0000320193
Period of Report: 2018-04-01

Reporting Person: SCHILLER PHILIP W (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-04-01 Common Stock M 130117 Acquired 130117 Direct
2018-04-01 Common Stock F 60626 $167.78 Disposed 69491 Direct
2018-04-01 Common Stock G 69491 Disposed 0 Direct
2018-04-01 Common Stock G 69491 Acquired 119066 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-04-01 Restricted Stock Unit $ M 53055 Disposed Common Stock (53055.0) Direct
2018-04-01 Restricted Stock Unit $ M 40954 Disposed Common Stock (40954.0) Direct
2018-04-01 Restricted Stock Unit $ M 36108 Disposed Common Stock (36108.0) Direct

Footnotes

F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

F3: Shares held by a family trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.

F4: This award was granted on March 3, 2014. 53,056 restricted stock units subject to the award vested on April 1, 2016, and 53,055 restricted stock units vested on each of April 1, 2017 and April 1, 2018.

F5: This award was granted on October 17, 2014. 40,955 restricted stock units subject to the award vested on April 1, 2017, 40,954 restricted stock units vested on April 1, 2018, and 40,954 restricted stock units are scheduled to vest on April 1, 2019, assuming continued employment through the applicable vesting date.

F6: This award was granted on October 5, 2015. 36,108 restricted stock units subject to the award vested on April 1, 2018, 36,108 restricted stock units are scheduled to vest on April 1, 2019, and 36,107 restricted stock units are scheduled to vest on April 1, 2020, assuming continued employment through the applicable vesting date.