Apple Inc. — Director's Dealing 2018

Apr 17, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLE INC (AAPL)
CIK: 0000320193
Period of Report: 2018-04-15

Reporting Person: Srouji Johny (Senior Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-12-21	Common Stock	G	480	—	Disposed	76472	Direct
2017-12-21	Common Stock	G	160	—	Acquired	635	Indirect
2017-12-21	Common Stock	G	160	—	Acquired	635	Indirect
2017-12-21	Common Stock	G	160	—	Acquired	635	Indirect
2018-04-15	Common Stock	M	20591	—	Acquired	97229	Direct
2018-04-15	Common Stock	F	8951	$174.73	Disposed	88278	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-04-15	Restricted Stock Unit	$	M	9307	Disposed		Common Stock (9307.0)	Direct
2018-04-15	Restricted Stock Unit	$	M	11284	Disposed		Common Stock (11284.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	91	Indirect

Footnotes

F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2: The number of securities reported reflects the acquisition on January 31, 2018 of 166 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2017 through January 31, 2018.

F3: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

F4: This award was granted on October 10, 2014. 12.5% of the award vested on April 15, 2015 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2018, assuming continued employment through the applicable vesting date.

F5: This award was granted on October 5, 2015. 12.5% of the award vested on April 15, 2016 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2019, assuming continued employment through the applicable vesting date.