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Apple Inc. Director's Dealing 2017

Feb 3, 2017

29735_dirs_2017-02-03_b957460d-7d22-470c-b075-92a175dcafa6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLE INC (AAPL)
CIK: 0000320193
Period of Report: 2017-02-01

Reporting Person: GORE ALBERT JR (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-01 Common Stock M 2580 Acquired 445574 Direct
2017-02-02 Common Stock M 70000 $13.0186 Acquired 515574 Direct
2017-02-02 Common Stock S 67800 $128.32 Disposed 447774 Direct
2017-02-02 Common Stock S 2200 $129.12 Disposed 445574 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-01 Restricted Stock Unit $ M 2580 Disposed 2017-02-01 Common Stock (2580.0) Direct
2017-02-02 Director Stock Option (Right to Buy) $13.0186 M 70000 Disposed 2017-03-19 Common Stock (70000.0) Direct

Footnotes

F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2: This transaction was executed in multiple trades at prices ranging from $127.80 to $128.79; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F3: This transaction was executed in multiple trades at prices ranging from $128.81 to $129.29; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F4: This restricted stock unit award was granted on February 26, 2016 and vested entirely on February 1, 2017.