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Apple Inc. — Director's Dealing 2017
Feb 3, 2017
29735_dirs_2017-02-03_b957460d-7d22-470c-b075-92a175dcafa6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLE INC (AAPL)
CIK: 0000320193
Period of Report: 2017-02-01
Reporting Person: GORE ALBERT JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-01 | Common Stock | M | 2580 | — | Acquired | 445574 | Direct |
| 2017-02-02 | Common Stock | M | 70000 | $13.0186 | Acquired | 515574 | Direct |
| 2017-02-02 | Common Stock | S | 67800 | $128.32 | Disposed | 447774 | Direct |
| 2017-02-02 | Common Stock | S | 2200 | $129.12 | Disposed | 445574 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-01 | Restricted Stock Unit | $ | M | 2580 | Disposed | 2017-02-01 | Common Stock (2580.0) | Direct |
| 2017-02-02 | Director Stock Option (Right to Buy) | $13.0186 | M | 70000 | Disposed | 2017-03-19 | Common Stock (70000.0) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F2: This transaction was executed in multiple trades at prices ranging from $127.80 to $128.79; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F3: This transaction was executed in multiple trades at prices ranging from $128.81 to $129.29; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F4: This restricted stock unit award was granted on February 26, 2016 and vested entirely on February 1, 2017.