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Apple Inc. — Director's Dealing 2017
Feb 7, 2017
29735_dirs_2017-02-07_c83d2e04-22d5-456c-8def-0537d6e40a20.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLE INC (AAPL)
CIK: 0000320193
Period of Report: 2017-02-03
Reporting Person: Srouji Johny (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-03 | Common Stock | S | 7529 | $128.88 | Disposed | 111021 | Direct |
| 2017-02-06 | Common Stock | S | 3357 | $130 | Disposed | 107664 | Direct |
| 2017-02-07 | Common Stock | S | 5652 | $131 | Disposed | 102012 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 475 | Indirect |
| Common Stock | 475 | Indirect |
| Common Stock | 475 | Indirect |
| Common Stock | 91 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $128.80 to $129.00; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F2: The number of securities reported reflects the acquisition on January 31, 2017 of 236 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2016 through January 31, 2017.