Apple Inc. — Director's Dealing 2017

Aug 17, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLE INC (AAPL)
CIK: 0000320193
Period of Report: 2017-08-15

Reporting Person: KONDO CHRIS (Principal Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-08-15	Common Stock	M	675	—	Acquired	12021	Direct
2017-08-15	Common Stock	F	340	$161.60	Disposed	11681	Direct
2017-08-16	Common Stock	S	6209	$161.96	Disposed	5472	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-08-15	Restricted Stock Unit	$	M	675	Disposed		Common Stock (675.0)	Direct

Footnotes

F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2: The number of securities reported reflects the acquisition on July 31, 2017 of 58 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 1, 2017 through July 31, 2017.

F3: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units.

F4: This transaction was executed in multiple trades at prices ranging from $161.9601 to $161.9564; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F5: This award was granted on August 13, 2014. 12.5% of the award vested on February 15, 2015 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending August 15, 2018, assuming continued employment through the applicable vesting date.