AI assistant
Apple Inc. — Director's Dealing 2017
Oct 17, 2017
29735_dirs_2017-10-17_e1242842-8471-48fe-8a23-a44b6c0a1884.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLE INC (AAPL)
CIK: 0000320193
Period of Report: 2017-10-15
Reporting Person: KONDO CHRIS (Principal Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-15 | Common Stock | M | 6149 | — | Acquired | 11621 | Direct |
| 2017-10-15 | Common Stock | F | 3122 | $156.99 | Disposed | 8499 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-10-15 | Restricted Stock Unit | $ | A | 12740 | Acquired | Common Stock (12740.0) | Direct | |
| 2017-10-15 | Restricted Stock Unit | $ | M | 940 | Disposed | Common Stock (940.0) | Direct | |
| 2017-10-15 | Restricted Stock Unit | $ | M | 993 | Disposed | Common Stock (993.0) | Direct | |
| 2017-10-15 | Restricted Stock Unit | $ | M | 2144 | Disposed | Common Stock (2144.0) | Direct | |
| 2017-10-15 | Restricted Stock Unit | $ | M | 2072 | Disposed | Common Stock (2072.0) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
F2: This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F3: Shares withheld by Registrant to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.
F4: This award was granted on October 15, 2017. 12.5% of the award will vest on April 15, 2018 and the remaining restricted stock units vest 12.5% in semi-annual installments over a four-year period ending October 15, 2021, assuming continued employment through the applicable vesting date.
F5: This award was granted on October 7, 2013. 12.5% of the award vested on April 15, 2014 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2017.
F6: This award was granted on October 10, 2014. 12.5% of the award vested on April 15, 2015 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2018, assuming continued employment through the applicable vesting date.
F7: This award was granted on October 5, 2015. 12.5% of the award vested on April 15, 2016 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2019, assuming continued employment through the applicable vesting date.
F8: This award was granted on October 14, 2016. 12.5% of the award vested on April 15, 2017 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2020, assuming continued employment through the applicable vesting date.