Apple Inc. — Director's Dealing 2016

Oct 18, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLE INC (AAPL)
CIK: 0000320193
Period of Report: 2016-10-14

Reporting Person: KONDO CHRIS (Principal Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-10-15	Common Stock	M	4798	—	Acquired	11582	Direct
2016-10-15	Common Stock	F	2137	$117.63	Disposed	9445	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-10-14	Restricted Stock Unit	$	A	16578	Acquired		Common Stock (16578.0)	Direct
2016-10-15	Restricted Stock Unit	$	M	719	Disposed		Common Stock (719.0)	Direct
2016-10-15	Restricted Stock Unit	$	M	942	Disposed		Common Stock (942.0)	Direct
2016-10-15	Restricted Stock Unit	$	M	993	Disposed		Common Stock (993.0)	Direct
2016-10-15	Restricted Stock Unit	$	M	2144	Disposed		Common Stock (2144.0)	Direct

Footnotes

F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2: This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F3: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold.

F4: This award was granted on October 4, 2016. 12.5% of the award will vest on April 15, 2017 and the remaining restricted stock units vest 12.5% in semi-annual installments over a four-year period ending October 15, 2020, assuming continued employment through the applicable vesting date.

F5: This award was granted on October 27, 2012. 12.5% of the award vested on April 15, 2013 and the remaining restricted stock units vest 12.5% in semi-annual installments over a four-year period ending October 15, 2016.

F6: This award was granted on October 7, 2013. 12.5% of the award vested on April 15, 2014 and the remaining restricted stock units vest 12.5% in semi-annual installments over a four-year period ending October 15, 2017, assuming continued employment through the applicable vesting date.

F7: This award was granted on October 10, 2014. 12.5% of the award vested on April 15, 2015 and the remaining restricted stock units vest 12.5% in semi-annual installments over a four-year period ending October 15, 2018, assuming continued employment through the applicable vesting date.

F8: This award was granted on October 5, 2015. 12.5% of the award vested on April 15, 2016 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2019, assuming continued employment through the applicable vesting date.