AI assistant
Apple Inc. — Director's Dealing 2015
Jul 21, 2015
29735_dirs_2015-07-21_84c972ed-3cba-4743-91a2-5a79ad1b7e71.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLE INC (AAPL)
CIK: 0000320193
Period of Report: 2015-07-18
Reporting Person: AHRENDTS ANGELA J (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-07-18 | Common Stock | M | 91959 | — | Acquired | 187001 | Direct |
| 2015-07-18 | Common Stock | F | 47170 | $129.62 | Disposed | 139831 | Direct |
| 2015-07-20 | Common Stock | S | 8886 | $131.46 | Disposed | 130945 | Direct |
| 2015-07-20 | Common Stock | S | 15410 | $132.22 | Disposed | 115535 | Direct |
| 2015-07-20 | Common Stock | S | 704 | $132.86 | Disposed | 114831 | Direct |
| 2015-07-21 | Common Stock | S | 16189 | $131.03 | Disposed | 98642 | Direct |
| 2015-07-21 | Common Stock | S | 3000 | $131.69 | Disposed | 95642 | Direct |
| 2015-07-21 | Common Stock | S | 600 | $132.76 | Disposed | 95042 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-07-18 | Restricted Stock Unit | $ | M | 91959 | Disposed | Common Stock (91959) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F2: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units.
F3: This transaction was made pursuant to a Rule10b5-1 trading plan adopted by the reporting person on November 21, 2014.
F4: This transaction was executed in multiple trades at prices ranging from $130.78 to $131.77; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.
F5: This transaction was executed in multiple trades at prices ranging from $131.79 to $132.78; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.
F6: This transaction was executed in multiple trades at prices ranging from $132.79 to $132.95; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.
F7: This transaction was executed in multiple trades at prices ranging from $130.39 to $131.37; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.
F8: This transaction was executed in multiple trades at prices ranging from $131.40 to $132.29; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.
F9: This transaction was executed in multiple trades at prices ranging from $132.44 to $132.92; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.
F10: This award was granted on May 1, 2014 for a total of 437,885 restricted stock units. 26% of the award vested on June 1, 2014, 32% on April 1, 2015, and 21% on July 18, 2015 and the remaining restricted stock units vest 15% on June 14, 2016; 3% on June 14, 2017; and 3% on June 14, 2018 assuming continued employment through the applicable vesting date.