Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Apple Inc. Director's Dealing 2015

Jul 21, 2015

29735_dirs_2015-07-21_84c972ed-3cba-4743-91a2-5a79ad1b7e71.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLE INC (AAPL)
CIK: 0000320193
Period of Report: 2015-07-18

Reporting Person: AHRENDTS ANGELA J (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-07-18 Common Stock M 91959 Acquired 187001 Direct
2015-07-18 Common Stock F 47170 $129.62 Disposed 139831 Direct
2015-07-20 Common Stock S 8886 $131.46 Disposed 130945 Direct
2015-07-20 Common Stock S 15410 $132.22 Disposed 115535 Direct
2015-07-20 Common Stock S 704 $132.86 Disposed 114831 Direct
2015-07-21 Common Stock S 16189 $131.03 Disposed 98642 Direct
2015-07-21 Common Stock S 3000 $131.69 Disposed 95642 Direct
2015-07-21 Common Stock S 600 $132.76 Disposed 95042 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-07-18 Restricted Stock Unit $ M 91959 Disposed Common Stock (91959) Direct

Footnotes

F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units.

F3: This transaction was made pursuant to a Rule10b5-1 trading plan adopted by the reporting person on November 21, 2014.

F4: This transaction was executed in multiple trades at prices ranging from $130.78 to $131.77; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.

F5: This transaction was executed in multiple trades at prices ranging from $131.79 to $132.78; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.

F6: This transaction was executed in multiple trades at prices ranging from $132.79 to $132.95; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.

F7: This transaction was executed in multiple trades at prices ranging from $130.39 to $131.37; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.

F8: This transaction was executed in multiple trades at prices ranging from $131.40 to $132.29; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.

F9: This transaction was executed in multiple trades at prices ranging from $132.44 to $132.92; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.

F10: This award was granted on May 1, 2014 for a total of 437,885 restricted stock units. 26% of the award vested on June 1, 2014, 32% on April 1, 2015, and 21% on July 18, 2015 and the remaining restricted stock units vest 15% on June 14, 2016; 3% on June 14, 2017; and 3% on June 14, 2018 assuming continued employment through the applicable vesting date.