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Apple Inc. Director's Dealing 2015

Sep 9, 2015

29735_dirs_2015-09-09_e5e6dfa8-60af-45c9-b2b4-3e4243b44786.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLE INC (AAPL)
CIK: 0000320193
Period of Report: 2015-09-04

Reporting Person: Maestri Luca (Senior Vice President, CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-09-04 Common Stock M 33330 Acquired 33540 Direct
2015-09-04 Common Stock F 16712 $109.27 Disposed 16828 Direct
2015-09-08 Common Stock S 6700 $110.95 Disposed 10128 Direct
2015-09-08 Common Stock S 9618 $111.82 Disposed 510 Direct
2015-09-08 Common Stock S 300 $112.46 Disposed 210 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-09-04 Restricted Stock Unit $ M 33330 Disposed Common Stock (33330) Direct

Footnotes

F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2: The number of securities reported reflects the acquisition on July 31, 2015 of 210 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 1, 2015 through July 31, 2015.

F3: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units.

F4: This transaction was made pursuant to a Rule10b5-1 trading plan adopted by the reporting person on May 21, 2015.

F5: This transaction was executed in multiple trades at prices ranging from $110.42 to $111.25; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.

F6: This transaction was executed in multiple trades at prices ranging from $111.425 to $112.41; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.

F7: This transaction was executed in multiple trades at prices ranging from $112.43 to $112.51; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.

F8: This award was granted on March 4, 2013. 12.5% of the award vested on September 4, 2013 and the remaining restricted stock units vest 12.5% in semi-annual installments over a four-year period ending March 4, 2017, assuming continued employment through the applicable vesting date.