AI assistant
Apple Inc. — Director's Dealing 2015
Sep 9, 2015
29735_dirs_2015-09-09_e5e6dfa8-60af-45c9-b2b4-3e4243b44786.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLE INC (AAPL)
CIK: 0000320193
Period of Report: 2015-09-04
Reporting Person: Maestri Luca (Senior Vice President, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-04 | Common Stock | M | 33330 | — | Acquired | 33540 | Direct |
| 2015-09-04 | Common Stock | F | 16712 | $109.27 | Disposed | 16828 | Direct |
| 2015-09-08 | Common Stock | S | 6700 | $110.95 | Disposed | 10128 | Direct |
| 2015-09-08 | Common Stock | S | 9618 | $111.82 | Disposed | 510 | Direct |
| 2015-09-08 | Common Stock | S | 300 | $112.46 | Disposed | 210 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-09-04 | Restricted Stock Unit | $ | M | 33330 | Disposed | Common Stock (33330) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F2: The number of securities reported reflects the acquisition on July 31, 2015 of 210 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 1, 2015 through July 31, 2015.
F3: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units.
F4: This transaction was made pursuant to a Rule10b5-1 trading plan adopted by the reporting person on May 21, 2015.
F5: This transaction was executed in multiple trades at prices ranging from $110.42 to $111.25; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.
F6: This transaction was executed in multiple trades at prices ranging from $111.425 to $112.41; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.
F7: This transaction was executed in multiple trades at prices ranging from $112.43 to $112.51; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.
F8: This award was granted on March 4, 2013. 12.5% of the award vested on September 4, 2013 and the remaining restricted stock units vest 12.5% in semi-annual installments over a four-year period ending March 4, 2017, assuming continued employment through the applicable vesting date.