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Apple Inc. — Director's Dealing 2014
Sep 23, 2014
29735_dirs_2014-09-23_89688cfe-5f6a-4796-8f08-bf3b9f6d540d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLE INC (AAPL)
CIK: 0000320193
Period of Report: 2014-08-21
Reporting Person: SCHILLER PHILIP W (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-21 | Common Stock | G | 1798 | — | Disposed | 0 | Direct |
| 2014-08-21 | Common Stock | G | 1798 | — | Acquired | 2701 | Indirect |
| 2014-09-21 | Common Stock | M | 700000 | — | Acquired | 700000 | Direct |
| 2014-09-21 | Common Stock | F | 351154 | $100.96 | Disposed | 348846 | Direct |
| 2014-09-22 | Common Stock | S | 241340 | $101.04 | Disposed | 107506 | Direct |
| 2014-09-22 | Common Stock | S | 107506 | $101.12 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-21 | Restricted Stock Units | $ | M | 700000 | Disposed | Common Stock (700000) | Direct |
Footnotes
F1: These entries reflect the transfer of securities by the reporting person to a family trust.
F2: The number of securities reported reflects a 7-for-1 stock split effective June 6, 2014.
F3: Shares held by a family trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
F4: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F5: Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of restricted stock units.
F6: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 2, 2014.
F7: This transaction was executed in multiple trades at prices ranging from $100.90 to $101.08; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.
F8: This transaction was executed in multiple trades at prices ranging from $101.10 to $101.15; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.
F9: This restricted stock unit award was granted on September 21, 2010, and vested in full on September 21, 2014.