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Apple Inc. — Director's Dealing 2013
Dec 26, 2013
29735_dirs_2013-12-26_f2a91f56-4610-4a8a-9927-add89f169ce9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLE INC (AAPL)
CIK: 0000320193
Period of Report: 2013-12-23
Reporting Person: Riccio Daniel J. (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-23 | Common Stock | M | 25000 | — | Acquired | 25000 | Direct |
| 2013-12-23 | Common Stock | F | 12742 | $570.09 | Disposed | 12258 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-23 | Restricted Stock Unit | $ | M | 25000 | Disposed | Common Stock (25000) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F2: Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold.
F3: This award was granted on August 23, 2012. 25,000 restricted stock units subject to the award vested on December 23, 2013, and 25,000 restricted stock units are scheduled to vest on each of April 23, 2015 and August 23, 2016.