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Apple Inc. — Director's Dealing 2013
Oct 17, 2013
29735_dirs_2013-10-17_d601635c-bc27-4e54-8c1b-c395a19b6fb0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLE INC (AAPL)
CIK: 0000320193
Period of Report: 2013-10-15
Reporting Person: Riccio Daniel J. (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-15 | Common Stock | M | 3750 | — | Acquired | 3750 | Direct |
| 2013-10-15 | Common Stock | F | 1907 | $498.68 | Disposed | 1843 | Direct |
| 2013-10-15 | Common Stock | M | 1875 | — | Acquired | 3718 | Direct |
| 2013-10-15 | Common Stock | F | 954 | $498.68 | Disposed | 2764 | Direct |
| 2013-10-15 | Common Stock | M | 2500 | — | Acquired | 5264 | Direct |
| 2013-10-15 | Common Stock | F | 1271 | $498.68 | Disposed | 3993 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-15 | Restricted Stock Unit | $ | M | 3750 | Disposed | Common Stock (3750) | Direct | |
| 2013-10-15 | Restricted Stock Unit | $ | M | 1875 | Disposed | Common Stock (1875) | Direct | |
| 2013-10-15 | Restricted Stock Unit | $ | M | 2500 | Disposed | Common Stock (2500) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. No shares were sold.
F3: This award was granted on September 26, 2009. 12.5% of the award vested on April 15, 2010 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2013.
F4: This award was granted on October 5, 2010. 12.5% of the award vested on April 15, 2011 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2014.
F5: This award was granted on October 10, 2011. 12.5% of the award vested on April 15, 2012 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2015.