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Apple Inc. — Director's Dealing 2012
Sep 13, 2012
29735_dirs_2012-09-13_84451eae-c544-4ca3-a98d-08a1d8cc0c77.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLE INC (AAPL)
CIK: 0000320193
Period of Report: 2012-09-11
Reporting Person: RAFAEL BETSY (VP, Corporate Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-15 | Common Stock | G | 50 | — | Disposed | 64 | Direct |
| 2012-05-15 | Common Stock | G | 50 | — | Disposed | 14 | Direct |
| 2012-07-31 | Common Stock | A | 1 | $387.7615 | Acquired | 15 | Direct |
| 2012-09-11 | Common Stock | M | 10000 | — | Acquired | 10015 | Direct |
| 2012-09-11 | Common Stock | F | 4647 | $660.59 | Disposed | 5368 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-11 | Restricted Stock Unit | $ | M | 10000 | Disposed | 2012-09-11 | Common Stock (10000) | Direct |
Footnotes
F1: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of February 1, 2012 through July 31, 2012. This transaction is also exempt under Rule 16b-3(c).
F2: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.
F3: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.
F4: This restricted stock unit award was granted on September 11, 2007 and vests in annual installments over five years, with the first installment vesting on September 11, 2008.