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Apple Inc. — Director's Dealing 2012
Mar 27, 2012
29735_dirs_2012-03-27_ea654513-3c72-44ac-b77b-5d7a8943c27b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLE INC (AAPL)
CIK: 0000320193
Period of Report: 2012-03-24
Reporting Person: OPPENHEIMER PETER (Senior Vice President, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-21 | Common Stock | G | 400 | — | Disposed | 4793 | Direct |
| 2012-03-24 | Common Stock | M | 150000 | — | Acquired | 154793 | Direct |
| 2012-03-24 | Common Stock | F | 69853 | $596.05 | Disposed | 84940 | Direct |
| 2012-03-26 | Common Stock | S | 1222 | $597.0566 | Disposed | 83718 | Direct |
| 2012-03-26 | Common Stock | S | 56794 | $598.5692 | Disposed | 26924 | Direct |
| 2012-03-26 | Common Stock | S | 22131 | $599.3349 | Disposed | 4793 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-24 | Restricted Stock Unit | $ | M | 150000 | Disposed | 2012-03-24 | Common Stock (150000) | Direct |
Footnotes
F1: This transaction represents a donation to an educational institution.
F2: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock.
F3: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.
F4: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2005 and amended on May 29, 2007, August 28, 2008 and November 15, 2011.
F5: This transaction was executed in multiple trades at prices ranging from $597.02 to $597.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $598.10 to $599.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $599.11 to $599.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: This restricted stock unit award was granted on September 26, 2008 and vested in full on March 24, 2012.