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Apple Inc. — Director's Dealing 2012
Oct 17, 2012
29735_dirs_2012-10-17_9a9c19fd-8657-4ffa-8284-8737c8bec411.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLE INC (AAPL)
CIK: 0000320193
Period of Report: 2012-10-15
Reporting Person: Riccio Daniel J. (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-15 | Common Stock | M | 2500 | — | Acquired | 17371 | Direct |
| 2012-10-15 | Common Stock | F | 1162 | $634.76 | Disposed | 16209 | Direct |
| 2012-10-15 | Common Stock | M | 3750 | — | Acquired | 19959 | Direct |
| 2012-10-15 | Common Stock | F | 1743 | $634.76 | Disposed | 18216 | Direct |
| 2012-10-15 | Common Stock | M | 3750 | — | Acquired | 21966 | Direct |
| 2012-10-15 | Common Stock | F | 1743 | $634.76 | Disposed | 20223 | Direct |
| 2012-10-15 | Common Stock | M | 1875 | — | Acquired | 22098 | Direct |
| 2012-10-15 | Common Stock | F | 872 | $634.76 | Disposed | 21226 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-15 | Restricted Stock Unit | $ | M | 2500 | Disposed | Common Stock (2500) | Direct | |
| 2012-10-15 | Restricted Stock Unit | $ | M | 3750 | Disposed | Common Stock (3750) | Direct | |
| 2012-10-15 | Restricted Stock Unit | $ | M | 3750 | Disposed | Common Stock (3750) | Direct | |
| 2012-10-15 | Restricted Stock Unit | $ | M | 1875 | Disposed | Common Stock (1875) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. The reporting person had vested restricted stock units settled in shares of common stock.
F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.
F3: This restricted stock unit award was granted October 10, 2011 and vests in semi-annual installments over a four year period with the first installment vesting on April 15, 2012.
F4: This restricted stock unit award was granted October 12, 2008 and vests in semi-annual installments over a four year period with the first installment vesting on April 15, 2009.
F5: This restricted stock unit award was granted September 26, 2009 and vests in semi-annual installments over a four year period with the first installment vesting on April 15, 2010.
F6: This restricted stock unit award was granted October 5, 2010 and vests in semi-annual installments over a four year period with the first installment vesting on April 15, 2011.