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Apple Inc. — Director's Dealing 2012
Sep 25, 2012
29735_dirs_2012-09-25_31e14333-8d47-4f48-b3d3-6e822379a593.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLE INC (AAPL)
CIK: 0000320193
Period of Report: 2012-09-21
Reporting Person: SEWELL D BRUCE (SVP, Gen'l Counsel, Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-21 | Common Stock | M | 25000 | — | Acquired | 25133 | Direct |
| 2012-09-21 | Common Stock | F | 11477 | $700.095 | Disposed | 13656 | Direct |
| 2012-09-24 | Common Stock | S | 400 | $684.78 | Disposed | 13256 | Direct |
| 2012-09-24 | Common Stock | S | 500 | $685.86 | Disposed | 12756 | Direct |
| 2012-09-24 | Common Stock | S | 281 | $686.68 | Disposed | 12475 | Direct |
| 2012-09-24 | Common Stock | S | 300 | $688.25 | Disposed | 12175 | Direct |
| 2012-09-24 | Common Stock | S | 800 | $689.49 | Disposed | 11375 | Direct |
| 2012-09-24 | Common Stock | S | 900 | $690.39 | Disposed | 10475 | Direct |
| 2012-09-24 | Common Stock | S | 200 | $691.12 | Disposed | 10275 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-21 | Restricted Stock Unit | $ | M | 25000 | Disposed | Common Stock (25000) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.
F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.
F3: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2012.
F4: This transaction was executed in multiple trades at prices ranging from $684.22 to $685.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $685.39 to $686.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $686.39 to $687.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $687.77 to $688.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: This transaction was executed in multiple trades at prices ranging from $688.91 to $689.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: This transaction was executed in multiple trades at prices ranging from $689.97 to $690.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10: This transaction was executed in multiple trades at prices ranging from $691.11 to $691.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F11: This restricted stock unit award was granted on September 21, 2009, and vests in annual installments over four years.