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Apple Inc. — Director's Dealing 2011
Mar 14, 2011
29735_dirs_2011-03-14_b60a7f24-5277-408d-9f9a-a67e1b368153.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLE INC (AAPL)
CIK: 0000320193
Period of Report: 2011-03-10
Reporting Person: COOK TIMOTHY D (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-10 | Common Stock | M | 37500 | — | Acquired | 51254 | Direct |
| 2011-03-10 | Common Stock | F | 17217 | $346.67 | Disposed | 34037 | Direct |
| 2011-03-11 | Common Stock | S | 9600 | $345.6156 | Disposed | 24437 | Direct |
| 2011-03-11 | Common Stock | S | 9500 | $346.6813 | Disposed | 14937 | Direct |
| 2011-03-11 | Common Stock | S | 800 | $347.7300 | Disposed | 14137 | Direct |
| 2011-03-11 | Common Stock | S | 383 | $348.7468 | Disposed | 13754 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-03-10 | Restricted Stock Unit | $ | M | 37500 | Disposed | 2012-03-10 | Common Stock (37500) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock.
F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.
F3: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2004 and amended on August 6, 2010.
F4: This transaction was executed in multiple trades at prices ranging from $345.30 to $346.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $346.33 to $347.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $347.48 to $348.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $348.53 to $348.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: This restricted stock unit award was granted on March 10, 2010 and vests 50% on March 10, 2011 and 50% on March 10, 2012, assuming continued employment through the applicable vesting date.