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APPIAN CORP — Director's Dealing 2023
Nov 8, 2023
17838_dirs_2023-11-08_72b16fe7-2337-4add-8019-9b065ea80549.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPIAN CORP (APPN)
CIK: 0001441683
Period of Report: 2023-11-06
Reporting Person: Winters Christopher (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-06 | Class A Common Stock | M | 6680 | — | Acquired | 21890 | Direct |
| 2023-11-07 | Class A Common Stock | F | 2012 | $39.90 | Disposed | 19878 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-06 | Restricted Stock Unit | $ | M | 2261 | Disposed | Class A Common Stock (2261) | Direct | |
| 2023-11-06 | Restricted Stock Unit | $ | M | 3185 | Disposed | Class A Common Stock (3185) | Direct | |
| 2023-11-06 | Restricted Stock Unit | $ | M | 1234 | Disposed | Class A Common Stock (1234) | Direct |
Footnotes
F1: Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.
F2: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).
F3: The RSUs were granted on October 29, 2019, and vest in five (5) equal installments commencing on November 5, 2020, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.
F4: The RSUs were granted on August 2, 2022, and vested on November 6, 2023.
F5: The RSUs were granted on August 2, 2022, and vest in four (4) equal installments commencing on November 6, 2023, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.