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APPIAN CORP — Director's Dealing 2022
Nov 9, 2022
17838_dirs_2022-11-09_020a0814-47c1-493d-a979-34d496d01caa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPIAN CORP (APPN)
CIK: 0001441683
Period of Report: 2022-11-07
Reporting Person: Kramer Robert Charles (Director, General Manager)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-07 | Class A Common Stock | M | 10000 | — | Acquired | 164527 | Direct |
| 2022-11-07 | Class A Common Stock | S | 2378 | $36.29 | Disposed | 162149 | Direct |
| 2022-11-07 | Class A Common Stock | S | 767 | $38.58 | Disposed | 161382 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-07 | Restricted Stock Unit | $ | M | 0 | Disposed | Class A Common Stock (0.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 9120 | Indirect |
Footnotes
F1: Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2021.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.83 to $36.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (3) and (4).
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.43 to $38.80, inclusive.
F5: The reported securities are owned directly by The Robert C. Kramer Trust (the "Trust"). The Reporting Person is the sole trustee and beneficiary of the Trust.
F6: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).
F7: The RSUs were granted on October 25, 2017 and vested in five (5) equal annual installments commencing on November 5, 2018.