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APPIAN CORP — Director's Dealing 2022
Nov 10, 2022
17838_dirs_2022-11-10_a9df4601-b5d3-40aa-ac2b-72e70fe40abf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPIAN CORP (APPN)
CIK: 0001441683
Period of Report: 2022-11-08
Reporting Person: Lynch Mark Steven (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-08 | Class A Common Stock | M | 14598 | — | Acquired | 41696 | Direct |
| 2022-11-08 | Class A Common Stock | S | 6418 | $33.76 | Disposed | 35278 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-08 | Restricted Stock Unit | $ | M | 10000 | Disposed | Class A Common Stock (10000.0) | Direct | |
| 2022-11-08 | Restricted Stock Unit | $ | M | 76 | Disposed | Class A Common Stock (76.0) | Direct | |
| 2022-11-08 | Restricted Stock Unit | $ | M | 4522 | Disposed | Class A Common Stock (4522.0) | Direct |
Footnotes
F1: Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.
F2: Shares sold to cover taxes due upon vesting of RSUs.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.65 to $33.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).
F5: The RSUs were granted on October 25, 2017 and vest in five (5) equal annual installments commencing on November 5, 2018, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.
F6: The RSUs were granted on October 29, 2019 and vest in five (5) equal annual installments commencing on November 5, 2020, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.
F7: The RSUs were granted on October 19, 2018, and vest in five (5) equal annual installments commencing on November 5, 2019, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.