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APPIAN CORP — Director's Dealing 2021
Mar 11, 2021
17838_dirs_2021-03-11_1ed7cda9-6062-4aaa-9d57-af18e6813bc3.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: APPIAN CORP (APPN)
CIK: 0001441683
Period of Report: 2020-11-10
Reporting Person: Winters Christopher (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-10 | Class A Common Stock | M | 12241 | — | Acquired | 38041 | Direct |
| 2020-11-10 | Class A Common Stock | S | 4200 | $94.93 | Disposed | 33841 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-10 | Restricted Stock Unit | $ | M | 12241 | Disposed | Class A Common Stock (12241.0) | Direct |
Footnotes
F1: Number of shares incorrectly reported.
F2: Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.
F3: The sales reported in this Form 4 were effected solely to cover taxes, commissions and fees due upon vesting of RSUs.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.66 to $94.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
F5: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).
F6: The RSUs were granted on October 25, 2017 and vest in five (5) equal annual installments commencing on November 6, 2018, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.