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APPIAN CORP Director's Dealing 2021

Nov 9, 2021

17838_dirs_2021-11-09_489d6163-6aa9-4af2-ae01-70a3468d3846.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPIAN CORP (APPN)
CIK: 0001441683
Period of Report: 2021-11-05

Reporting Person: Winters Christopher (General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-05 Class A Common Stock M 12261 Acquired 39302 Direct
2021-11-08 Class A Common Stock S 213 $92.65 Disposed 39089 Direct
2021-11-08 Class A Common Stock S 49 $93.76 Disposed 39040 Direct
2021-11-08 Class A Common Stock S 873 $95.79 Disposed 38167 Direct
2021-11-08 Class A Common Stock S 561 $96.56 Disposed 37606 Direct
2021-11-08 Class A Common Stock S 1863 $97.67 Disposed 35743 Direct
2021-11-08 Class A Common Stock S 446 $98.18 Disposed 35297 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-05 Restricted Stock Unit $ M 10000 Disposed Class A Common Stock (10000.0) Direct
2021-11-05 Restricted Stock Unit $ M 2261 Disposed Class A Common Stock (2261.0) Direct

Footnotes

F1: Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reported Person on March 10, 2021, to cover taxes due upon RSU vesting.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.49 to $92.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (3) - (8).

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.55 to $93.96, inclusive.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.10 to $96.09, inclusive.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.10 to $97.06, inclusive.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.10 to $98.09, inclusive.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.10 to $98.33, inclusive.

F9: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F10: The RSUs were granted on October 25, 2017, and vest in five (5) equal annual installments commencing on November 5, 2018, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

F11: The RSUs were granted on October 29, 2019, and vest in five (5) equal installments commencing on November 5, 2020, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.