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APPIAN CORP — Director's Dealing 2020
Oct 2, 2020
17838_dirs_2020-10-02_8fb67e15-9e2c-43d2-bec3-989f68ccf8cb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPIAN CORP (APPN)
CIK: 0001441683
Period of Report: 2020-10-01
Reporting Person: Biddle Albert G.W. III (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-01 | Class A Common Stock | A | 270 | — | Acquired | 8443 | Direct |
| 2020-10-01 | Class A Common Stock | S | 1741 | $65.49 | Disposed | 170073 | Indirect |
| 2020-10-01 | Class A Common Stock | S | 2859 | $66.39 | Disposed | 167214 | Indirect |
| 2020-10-01 | Class A Common Stock | S | 400 | $67.10 | Disposed | 166814 | Indirect |
| 2020-10-01 | Class A Common Stock | S | 327 | $65.50 | Disposed | 20152 | Indirect |
| 2020-10-01 | Class A Common Stock | S | 601 | $66.36 | Disposed | 19551 | Indirect |
| 2020-10-01 | Class A Common Stock | S | 72 | $67.11 | Disposed | 19479 | Indirect |
| 2020-10-01 | Class A Common Stock | S | 256 | $65.42 | Disposed | 20223 | Indirect |
| 2020-10-01 | Class A Common Stock | S | 699 | $66.37 | Disposed | 19524 | Indirect |
| 2020-10-01 | Class A Common Stock | S | 45 | $67.11 | Disposed | 19479 | Indirect |
| 2020-10-01 | Class A Common Stock | S | 443 | $65.67 | Disposed | 20036 | Indirect |
| 2020-10-01 | Class A Common Stock | S | 509 | $66.47 | Disposed | 19527 | Indirect |
| 2020-10-01 | Class A Common Stock | S | 48 | $67.18 | Disposed | 19479 | Indirect |
Footnotes
F1: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy approved by the Board of Directors on May 10, 2017.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2019.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.99 to $65.96, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (3) through (18).
F4: The reported securities are owned directly by Jack Biddle, Inc. ("JBI"). The Reporting Person is the president of JBI.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.00 to $66.99, inclusive.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.18, inclusive.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.91 to $65.86, inclusive.
F8: The reported securities are owned directly by Southgate Partner I ("SPI"), a family trust established for the benefit of the Reporting Person's child. The Reporting Person is the trustee of SPI.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.91 to $66.88, inclusive.
F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.08 to $67.15, inclusive.
F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.91 to $65.86, inclusive.
F12: The reported securities are owned directly by Southgate Partner II ("SPII"), a family trust established for the benefit of the Reporting Person's child. The Reporting Person is the trustee of SPII.
F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.92 to $66.91, inclusive.
F14: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.94 to $67.18, inclusive.
F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.06 to $66.05, inclusive.
F16: The reported securities are owned directly by Southgate Partner III ("SPIII"), a family trust established for the benefit of the Reporting Person's child. The Reporting Person is the trustee of SPIII.
F17: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.06 to $67.03, inclusive.
F18: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.14 to $67.22, inclusive.