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APPIAN CORP Director's Dealing 2020

Nov 10, 2020

17838_dirs_2020-11-10_d63a01c8-56e6-4956-8ce2-ae71eaa6c467.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPIAN CORP (APPN)
CIK: 0001441683
Period of Report: 2020-11-06

Reporting Person: Lynch Mark Steven (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-06 Class A Common Stock M 14598 Acquired 19998 Direct
2020-11-06 Class A Common Stock S 1016 $79.79 Disposed 18982 Direct
2020-11-06 Class A Common Stock S 1600 $80.97 Disposed 17382 Direct
2020-11-06 Class A Common Stock S 1529 $82.14 Disposed 15853 Direct
2020-11-06 Class A Common Stock S 42 $84.50 Disposed 15811 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-06 Restricted Stock Unit $ M 10000 Disposed Class A Common Stock (10000.0) Direct
2020-11-06 Restricted Stock Unit $ M 4522 Disposed Class A Common Stock (4522.0) Direct
2020-11-06 Restricted Stock Unit $ M 76 Disposed Class A Common Stock (76.0) Direct

Footnotes

F1: Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 15, 2019.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.53 to $80.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (3) - (5).

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.53 to $81.46, inclusive.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.65 to $82.49, inclusive.

F6: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F7: The RSUs were granted on October 25, 2017 and vest in five (5) equal annual installments commencing on November 5, 2018, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

F8: The RSUs were granted on October 29, 2019 and vest in five (5) equal annual installments commencing on November 5, 2020, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

F9: The RSUs were granted on October 19, 2018, and vest in five (5) equal annual installments commencing on November 5, 2019, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.