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APPIAN CORP — Director's Dealing 2020
Nov 19, 2020
17838_dirs_2020-11-19_1a4bcb9f-18e8-4119-bc6b-0a20b9a2c05e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPIAN CORP (APPN)
CIK: 0001441683
Period of Report: 2020-11-17
Reporting Person: Biddle Albert G.W. III (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-17 | Class A Common Stock | J | 19479 | — | Disposed | 0 | Indirect |
| 2020-11-17 | Class A Common Stock | J | 19479 | — | Disposed | 0 | Indirect |
| 2020-11-17 | Class A Common Stock | J | 19479 | — | Disposed | 0 | Indirect |
| 2020-11-17 | Class A Common Stock | G | 19479 | — | Acquired | 19479 | Indirect |
| 2020-11-17 | Class A Common Stock | G | 19479 | — | Acquired | 19479 | Indirect |
| 2020-11-17 | Class A Common Stock | G | 19479 | — | Acquired | 19479 | Indirect |
| 2020-11-17 | Class A Common Stock | S | 2042 | $105.73 | Disposed | 164772 | Indirect |
| 2020-11-17 | Class A Common Stock | S | 9053 | $107.32 | Disposed | 155719 | Indirect |
| 2020-11-17 | Class A Common Stock | S | 14858 | $108.33 | Disposed | 140861 | Indirect |
| 2020-11-17 | Class A Common Stock | S | 3947 | $109.24 | Disposed | 136914 | Indirect |
| 2020-11-17 | Class A Common Stock | S | 100 | $109.46 | Disposed | 136814 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 8443 | Direct |
Footnotes
F1: On November 17, 2020, Southgate Partner I ("SPI") distributed all of its shares to the beneficiary of SPI without consideration.
F2: The reported securities were owned directly by SPI, a family trust established for the benefit of the Reporting Person's child. The Reporting Person is the trustee of SPI.
F3: On November 17, 2020, Southgate Partner II ("SPII") distributed all of its shares to the beneficiary of SPII without consideration.
F4: The reported securities were owned directly by SPII, a family trust established for the benefit of the Reporting Person's child. The Reporting Person is the trustee of SPII.
F5: On November 17, 2020, Southgate Partner III ("SPIII") distributed all of its shares to the beneficiary of SPIII without consideration.
F6: The reported securities were owned directly by SPIII, a family trust established for the benefit of the Reporting Person's child. The Reporting Person is the trustee of SPIII.
F7: The reported securities are owned directly by a family trust established for the benefit of the Reporting Person's child ("Trust I"). The Reporting Person is the trustee of Trust I.
F8: The reported securities are owned directly by a family trust established for the benefit of the Reporting Person's child ("Trust II"). The Reporting Person is the trustee of Trust II.
F9: The reported securities are owned directly by a family trust established for the benefit of the Reporting Person's child ("Trust III"). The Reporting Person is the trustee of Trust III.
F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.12 to $105.73, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (10), (12), (13) and (14).
F11: The reported securities are owned directly by Jack Biddle, Inc. ("JBI"). The Reporting Person is the president of JBI.
F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.33 to $107.32, inclusive.
F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.35 to $108.33, inclusive.
F14: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.36 to $109.24, inclusive.