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APPIAN CORP — Director's Dealing 2019
Apr 3, 2019
17838_dirs_2019-04-03_3179a3b5-4bbd-4b23-983a-6905ce8065a6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPIAN CORP (APPN)
CIK: 0001441683
Period of Report: 2019-03-14
Reporting Person: MITCHELL DAVID LEON (Senior VP, Worldwide Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-14 | Class A Common Stock | M | 10000 | — | Acquired | 10000 | Direct |
| 2019-03-14 | Class A Common Stock | S | 3271 | $35.15 | Disposed | 6729 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-14 | Restricted Stock Unit | $ | M | 10000 | Disposed | Class A Common Stock (10000.0) | Direct |
Footnotes
F1: Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.
F2: The sales reported in this Form 4 were solely to cover taxes, commissions and fees due upon vesting of RSUs.
F3: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).
F4: 40,000 of the RSUs were granted on 2/15/2018 and 31,136 of the RSUs were granted on 7/30/2018 and vest in five (5) equal annual installments commencing on the one-year anniversary of 3/5/2018 and 8/5/2018, respectively, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.