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APPIAN CORP — Director's Dealing 2017
May 25, 2017
17838_dirs_2017-05-24_6fbc00fd-ce6b-4c30-9516-509f0b6bbd4d.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: APPIAN CORP (APPN)
CIK: 0001441683
Period of Report: 2017-05-24
Reporting Person: Hughes Edward L (Senior VP, Worldwide Sales)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $0.89 | 2019-09-08 | Class B Common Stock (414066) | Direct | |
| Employee Stock Option (Right to Buy) | $1.16 | 2022-01-27 | Class B Common Stock (10000) | Direct | |
| Employee Stock Option (Right to Buy) | $1.16 | 2022-05-01 | Class B Common Stock (1000) | Direct | |
| Employee Stock Option (Right to Buy) | $1.585 | 2023-09-05 | Class B Common Stock (400) | Direct | |
| Employee Stock Option (Right to Buy) | $12.00 | 2027-04-25 | Class B Common Stock (100) | Direct |
Footnotes
F1: Fully vested. The shares subject to this option become exercisable upon the earlier of (a) a change of control or (b) the closing of the Issuer's initial public offering.
F2: This option vested with respect to one-fifth of the shares subject to this option on each of September 5, 2014, September 5, 2015 and September 5, 2016. The remaining shares subject to this option will vest in two equal annual installments commencing on September 5, 2017 and on the next anniversary thereof, subject to the Reporting Person's continued service to the Issuer through each vesting date. The shares subject to this option become exercisable upon the earlier of (a) a change of control or (b) the closing of the Issuer's initial public offering.
F3: This option will vest in five equal annual installments commencing on April 25, 2018 and on each of the next four anniversaries thereof, subject to the Reporting Person's continued service to the Issuer through each vesting date. The shares subject to this option become exercisable upon the earlier of (a) a change of control or (b) the closing of the Issuer's initial public offering.