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APPEN LIMITED — Capital/Financing Update 2023
Dec 3, 2023
64403_rns_2023-12-03_fbeabd75-5d0f-4d68-b903-9c5474e0cf05.pdf
Capital/Financing Update
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Appen Limited Level 6, 9 Help Street Chatswood NSW 2067
Tel : 02 9468 6300 www.appen.com
4 December 2023
The Manager Market Announcements Office ASX Limited Level 6, Exchange Centre 20 Bridge Street Sydney NSW 2000
Dear Sir / Madam
Notice under section 708A(5)(e) of the Corporations Act 2001 (Cth)
This notice is given by Appen Limited (ACN 138 878 298) ( Appen; ASX Code: APX ) under section 708A(5)(e) of the Corporations Act 2001 (Cth) as modified by ASIC Corporations (Disregarding Technical Relief) Instrument 2016/73 (the Act ).
Appen has today issued 11,553,236 new fully paid ordinary shares ( New Shares ) at a price of $0.55 per New Share to institutional investors pursuant to an institutional placement that was first announced on Tuesday, 21 November 2023.
Appen confirms that:
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(a) the New Shares were issued without disclosure to investors under Part 6D.2 of the Act;
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(b) this notice is being given under section 708A(5)(e) of the Act;
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(c) as at the date of this notice, Appen has complied with:
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(i) the provisions of Chapter 2M of the Act as they apply to Appen; and
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(ii) section 674 and 674A of the Act; and
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(d) as at the date of this notice, there is no excluded information of the type referred to in sections 708A(7) and 708A(8) of the Act.
Yours sincerely
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Carl Middlehurst Company Secretary
This announcement was authorised for release to the ASX by the duly authorized sub-committee of the Appen Board.