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APPEN LIMITED Capital/Financing Update 2023

Dec 3, 2023

64403_rns_2023-12-03_fbeabd75-5d0f-4d68-b903-9c5474e0cf05.pdf

Capital/Financing Update

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Appen Limited Level 6, 9 Help Street Chatswood NSW 2067

Tel : 02 9468 6300 www.appen.com

4 December 2023

The Manager Market Announcements Office ASX Limited Level 6, Exchange Centre 20 Bridge Street Sydney NSW 2000

Dear Sir / Madam

Notice under section 708A(5)(e) of the Corporations Act 2001 (Cth)

This notice is given by Appen Limited (ACN 138 878 298) ( Appen; ASX Code: APX ) under section 708A(5)(e) of the Corporations Act 2001 (Cth) as modified by ASIC Corporations (Disregarding Technical Relief) Instrument 2016/73 (the Act ).

Appen has today issued 11,553,236 new fully paid ordinary shares ( New Shares ) at a price of $0.55 per New Share to institutional investors pursuant to an institutional placement that was first announced on Tuesday, 21 November 2023.

Appen confirms that:

  • (a) the New Shares were issued without disclosure to investors under Part 6D.2 of the Act;

  • (b) this notice is being given under section 708A(5)(e) of the Act;

  • (c) as at the date of this notice, Appen has complied with:

    • (i) the provisions of Chapter 2M of the Act as they apply to Appen; and

    • (ii) section 674 and 674A of the Act; and

  • (d) as at the date of this notice, there is no excluded information of the type referred to in sections 708A(7) and 708A(8) of the Act.

Yours sincerely

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Carl Middlehurst Company Secretary

This announcement was authorised for release to the ASX by the duly authorized sub-committee of the Appen Board.