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Apollo Global Management, Inc. Director's Dealing 2024

Mar 5, 2024

29909_dirs_2024-03-05_94b47ee1-e6a7-45cf-b8fa-606985d1b5cd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Apollo Global Management, Inc. (APO)
CIK: 0001858681
Period of Report: 2024-03-01

Reporting Person: KLEINMAN SCOTT (Director, Co-President (See Remarks))

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-03-01 Common Stock S 10664 $109.9439 Disposed 4857074 Direct
2024-03-01 Common Stock S 134006 $110.3872 Disposed 4723068 Direct
2024-03-01 Common Stock S 26365 $111.2974 Disposed 4696703 Direct
2024-03-01 Common Stock S 3574 $112.349 Disposed 4693129 Direct
2024-03-01 Common Stock S 736 $113.1295 Disposed 4692393 Direct
2024-03-01 Common Stock S 2629 $109.9352 Disposed 140358 Indirect
2024-03-01 Common Stock S 23226 $110.4106 Disposed 117132 Indirect
2024-03-01 Common Stock S 5480 $111.2473 Disposed 111652 Indirect
2024-03-01 Common Stock S 900 $112.67 Disposed 110752 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 324435 Indirect
Common Stock 27408 Indirect
Common Stock 1806086 Indirect
Common Stock 9391 Indirect
Common Stock 4584 Indirect
Common Stock 440364 Indirect
Common Stock 702496 Indirect
Common Stock 77335 Indirect
Common Stock 28934 Indirect

Footnotes

F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.88 to $109.99 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3), (4), (5), (6), (7), (9), (10), and (11).

F2: Reported amount includes 4,651,303 vested and unvested restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

F3: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.99 inclusive.

F4: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.00 to $111.99 inclusive.

F5: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.00 to $112.86 inclusive.

F6: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.00 to $113.62 inclusive.

F7: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.88 to $109.995 inclusive.

F8: Held by HCM APO Series LLC, Series C, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

F9: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.98 inclusive.

F10: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.00 to $111.98 inclusive.

F11: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.10 to $113.045 inclusive.

F12: Held by HCM APO Series LLC, Series A, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

F13: Held by HCM APO Series LLC, Series B, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

F14: Held by KRT Delaware LLC. The reporting person disclaims beneficial ownership of the securities indirectly or directly held by KRT Delaware LLC reported herein and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F15: Held by KRT Investments LLC. The reporting person disclaims beneficial ownership of the securities indirectly or directly held by KRT Investments LLC reported herein and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F16: Held by KRT Investments VII LLC, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

F17: Held by KRT Investments IX LLC ("Investments IX"). Investments IX is owned by the reporting person and a trust for the benefit of the reporting person's descendants and for which the reporting person's father acts as trustee. The reporting person disclaims beneficial ownership of the securities held by Investments IX, except to the extent of his direct or indirect pecuniary interest.

F18: Held by The Kleinman Children's Trust, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

F19: Held by The Kleinman Descendant's GST-Exempt Trust, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

F20: Held by Heathcote Capital Partners LP, a vehicle directly and indirectly owned by the reporting person, his spouse and certain family trusts and over which the reporting person exercises voting and investment control.