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APOGEE ENTERPRISES, INC. — Director's Dealing 2022
Jul 5, 2022
32272_dirs_2022-07-05_4c42f4fb-e4b5-415b-906a-0929824223a8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APOGEE ENTERPRISES, INC. (APOG)
CIK: 0000006845
Period of Report: 2022-06-30
Reporting Person: Jewell Brent C (President, AFS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-19 | Common Stock | G | 5823 | $0.00 | Disposed | 20494 | Direct |
| 2022-05-19 | Common Stock | G | 5823 | $0.00 | Acquired | 10972 | Indirect |
| 2022-06-30 | Common Stock | M | 18387 | $23.04 | Acquired | 49853 | Direct |
| 2022-06-30 | Common Stock | F | 14457 | $39.22 | Disposed | 35396 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-06-30 | Option (Right to Buy) | $23.04 | M | 18387 | Acquired | 2030-06-30 | Options (Right to Buy) (18387) | Direct |
Footnotes
F1: The reporting person gifted these shares to a revocable living trust for the benefit of himself and his spouse, with their minor children as contingent beneficiaries. The reporting person and his spouse are the co-trustees of the trust.
F2: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.
F3: Includes the aggregate number of shares withheld to pay the exercise price and for withholding taxes.
F4: In addition to shares exercised, 5,113 shares were forfeited as a result of the limit on the "total allowable compensatory gain" pursuant to Section 5 of the stock option award agreement.
F5: The remaining shares underlying the option vest and become exercisable on June 30, 2023.