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APOGEE ENTERPRISES, INC. — Director's Dealing 2020
Apr 2, 2020
32272_dirs_2020-04-02_e891efd5-e843-4381-b9da-f1601ba6226f.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: APOGEE ENTERPRISES, INC. (APOG)
CIK: 0000006845
Period of Report: 2020-02-29
Reporting Person: PORTER JAMES S (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-07-05 | Common Stock | G | 130 | $0.00 | Disposed | 117462 | Direct |
| 2019-09-20 | Common Stock | G | 225 | $0.00 | Disposed | 117237 | Direct |
| 2019-09-26 | Common Stock | G | 1000 | $0.00 | Disposed | 116237 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1828 | Indirect |
Footnotes
F1: Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/20 and shares of restricted stock granted under the 2009 Stock Incentive Plan.
F2: Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 2/29/2020 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units in this fund.