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APOGEE ENTERPRISES, INC. — Director's Dealing 2018
Mar 14, 2018
32272_dirs_2018-03-14_b43082ae-f42e-4d1c-bacb-12b80bff416a.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: APOGEE ENTERPRISES, INC. (APOG)
CIK: 0000006845
Period of Report: 2018-03-03
Reporting Person: PORTER JAMES S (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-07-03 | Common Stock | G | 1500 | $0.00 | Disposed | 112068 | Direct |
| 2017-10-03 | Common Stock | G | 750 | $0.00 | Disposed | 111318 | Direct |
| 2017-10-26 | Common Stock | G | 175 | $0.00 | Disposed | 111143 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1636 | Indirect |
Footnotes
F1: Includes shares acquired under the Employee Stock Purchase Plan as of 3/3/18 and shares of restricted stock granted under the 2009 Stock Incentive Plan.
F2: Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 3/3/18 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units in this fund.