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APOGEE ENTERPRISES, INC. — Director's Dealing 2018
Apr 30, 2018
32272_dirs_2018-04-30_554d81d8-ff50-43ae-8ad9-71070eec27e4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APOGEE ENTERPRISES, INC. (APOG)
CIK: 0000006845
Period of Report: 2018-04-26
Reporting Person: BEITHON PATRICIA A (Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-26 | Common Stock | A | 3750 | $0.00 | Acquired | 126397 | Direct |
| 2018-04-27 | Common Stock | M | 17104 | $21.59 | Acquired | 143501 | Direct |
| 2018-04-27 | Common Stock | D | 11418 | $41.18 | Disposed | 132083 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-27 | Stock Appreciation Rights | $21.59 | M | 17104 | Disposed | 2018-04-29 | Common Stock (17104) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3866 | Indirect |
Footnotes
F1: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2019, 4/30/2020 and 4/30/2021.
F2: Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/18 and shares of restricted stock granted under the 2009 Stock Incentive Plan.
F3: Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 3/31/18 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. participants acquire units in this fund.
F4: Currently 100% exercisable.