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APOGEE ENTERPRISES, INC. — Director's Dealing 2018
Jul 2, 2018
32272_dirs_2018-07-02_df8f0e49-9497-4ae4-bab9-148289e788d7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APOGEE ENTERPRISES, INC. (APOG)
CIK: 0000006845
Period of Report: 2018-06-28
Reporting Person: Davis Jerome L (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-28 | Restricted Stock Units | $0.00 | A | 1952 | Acquired | Common Stock (1952) | Direct | |
| 2018-06-30 | Phantom Stock Units | $0.00 | A | 441 | Acquired | Common Stock (441) | Direct | |
| 2018-06-30 | Phantom Stock Units | $0.00 | A | 53 | Acquired | Common Stock (53) | Direct | |
| 2018-06-30 | Restricted Stock Units | $0.00 | A | 16 | Acquired | Common Stock (16) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of Apogee Enterprises, Inc. common stock.
F2: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.
F3: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.
F4: Settled 1-for-1.
F5: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.
F6: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.
F7: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.