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APOGEE ENTERPRISES, INC. — Director's Dealing 2017
Jan 5, 2017
32272_dirs_2017-01-05_d462a940-19c7-49ee-b999-c74084b136c2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APOGEE ENTERPRISES, INC. (APOG)
CIK: 0000006845
Period of Report: 2017-01-03
Reporting Person: BEITHON PATRICIA A (Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-03 | Common Stock | M | 14946 | $24.19 | Acquired | 133768 | Direct |
| 2017-01-03 | Common Stock | D | 9492 | $55.07 | Disposed | 124276 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-03 | Stock Appreciation Rights | $24.19 | M | 14946 | Disposed | 2017-05-01 | Common Stock (14946) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3722 | Indirect |
Footnotes
F1: Includes shares acquired under the Employee Stock Purchase Plan as of 12/31/16 and shares of restricted stock granted under the Amended and Restated 2002 Omnibus Stock Incentive Plan and 2009 Stock Incentive Plan.
F2: Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 12/31/16 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. participants acquire units in this fund.
F3: Currently 100% exercisable.