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APOGEE ENTERPRISES, INC. — Director's Dealing 2017
Jan 26, 2017
32272_dirs_2017-01-26_a458d088-dba1-466a-8bc1-aff030f024a4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APOGEE ENTERPRISES, INC. (APOG)
CIK: 0000006845
Period of Report: 2017-01-24
Reporting Person: PORTER JAMES S (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-09 | Common Stock | G | 120 | $0.00 | Disposed | 116207 | Direct |
| 2016-11-18 | Common Stock | G | 120 | $0.00 | Disposed | 116087 | Direct |
| 2016-12-23 | Common Stock | G | 1000 | $0.00 | Disposed | 115087 | Direct |
| 2017-01-24 | Common Stock | S | 4000 | $57.05 | Disposed | 111087 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1613 | Indirect |
Footnotes
F1: Includes shares acquired under the Employee Stock Purchase Plan as of 12/31/16 and shares of restricted stock granted under the 2009 Stock Incentive Plan.
F2: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $57.0425 to $57.0503. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F3: Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 12/31/16 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units in this fund.