AI assistant
APOGEE ENTERPRISES, INC. — Director's Dealing 2017
May 1, 2017
32272_dirs_2017-05-01_40ff2ef8-b037-41df-8263-d6714d056f9f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APOGEE ENTERPRISES, INC. (APOG)
CIK: 0000006845
Period of Report: 2017-04-27
Reporting Person: BEITHON PATRICIA A (Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-27 | Common Stock | A | 3300 | $0.00 | Acquired | 123965 | Direct |
| 2017-04-29 | Common Stock | F | 758 | $54.50 | Disposed | 123207 | Direct |
| 2017-04-30 | Common Stock | F | 1185 | $54.50 | Disposed | 122022 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3789 | Indirect |
Footnotes
F1: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2018, 4/30/2019 and 4/30/2020.
F2: Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/17 and shares of restricted stock granted under the Amended and Restated 2002 Omnibus Stock Incentive Plan and 2009 Stock Incentive Plan.
F3: Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 3/31/17 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. participants acquire units in this fund.