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APOGEE ENTERPRISES, INC. — Director's Dealing 2017
May 4, 2017
32272_dirs_2017-05-04_9998980d-d77e-42b9-b4da-0a33db4a552b.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: APOGEE ENTERPRISES, INC. (APOG)
CIK: 0000006845
Period of Report: 2017-05-01
Reporting Person: Puishys Joseph F. (Director, Chief Executive Officer & Pres)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-01 | Common Stock | M | 40000 | $8.34 | Acquired | 263239 | Direct |
| 2017-05-01 | Common Stock | S | 40000 | $56.1344 | Disposed | 223239 | Direct |
| 2017-05-02 | Common Stock | M | 40000 | $8.34 | Acquired | 263239 | Direct |
| 2017-05-02 | Common Stock | S | 40000 | $56.058 | Disposed | 223239 | Direct |
| 2017-05-03 | Common Stock | M | 20000 | $8.34 | Acquired | 243239 | Direct |
| 2017-05-03 | Common Stock | S | 20000 | $55.4656 | Disposed | 223239 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-01 | Option (Right to Buy) | $8.34 | M | 40000 | Disposed | 2021-08-22 | Common Stock (40000) | Direct |
| 2017-05-02 | Option (Right to Buy) | $8.34 | M | 40000 | Disposed | 2021-08-22 | Common Stock (40000) | Direct |
| 2017-05-03 | Option (Right to Buy) | $8.34 | M | 20000 | Disposed | 2021-08-22 | Common Stock (20000) | Direct |
Footnotes
F1: Includes restricted stock awards under the 2009 Stock Incentive Plan.
F2: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 31, 2017 which was reported on a Form 8-K filed February 6, 2017.
F3: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $54.66 to $56.92. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F4: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $55.74 to $56.77. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F5: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $55.17 to $55.81. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F6: Currently 100% exercisable.