AI assistant
APOGEE ENTERPRISES, INC. — Director's Dealing 2016
Jul 5, 2016
32272_dirs_2016-07-05_36fd9c90-6f51-47ec-920f-a1ee2f068ee1.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APOGEE ENTERPRISES, INC. (APOG)
CIK: 0000006845
Period of Report: 2016-06-30
Reporting Person: ALDRICH BERNARD P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-01 | Common Stock | M | 6072 | $28.10 | Acquired | 35421 | Direct |
| 2016-07-01 | Common Stock | S | 6072 | $47.2276 | Disposed | 29349 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-30 | Phantom Stock Units | $0.00 | A | 127 | Acquired | Common Stock (127) | Direct | |
| 2016-07-01 | Director Option to Buy | $28.10 | M | 6072 | Disposed | 2017-06-27 | Common Stock (6072) | Direct |
Footnotes
F1: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan.
F2: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $47.15 to $47.298. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F3: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.
F4: Settled 1-for-1.
F5: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.
F6: Currently 100% exercisable.