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APOGEE ENTERPRISES, INC. Director's Dealing 2016

Jul 5, 2016

32272_dirs_2016-07-05_36fd9c90-6f51-47ec-920f-a1ee2f068ee1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APOGEE ENTERPRISES, INC. (APOG)
CIK: 0000006845
Period of Report: 2016-06-30

Reporting Person: ALDRICH BERNARD P (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-07-01 Common Stock M 6072 $28.10 Acquired 35421 Direct
2016-07-01 Common Stock S 6072 $47.2276 Disposed 29349 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-06-30 Phantom Stock Units $0.00 A 127 Acquired Common Stock (127) Direct
2016-07-01 Director Option to Buy $28.10 M 6072 Disposed 2017-06-27 Common Stock (6072) Direct

Footnotes

F1: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan.

F2: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $47.15 to $47.298. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

F3: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4: Settled 1-for-1.

F5: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F6: Currently 100% exercisable.