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APOGEE ENTERPRISES, INC. — Director's Dealing 2015
Mar 25, 2015
32272_dirs_2015-03-25_d4621b30-2885-4bd7-9542-7375a438f2fd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APOGEE ENTERPRISES, INC. (APOG)
CIK: 0000006845
Period of Report: 2015-03-23
Reporting Person: Puishys Joseph F. (Director, Chief Executive Officer & Pres)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-23 | Common Stock | M | 34871 | $8.34 | Acquired | 282132 | Direct |
| 2015-03-23 | Common Stock | S | 34871 | $44.3082 | Disposed | 247261 | Direct |
| 2015-03-24 | Common Stock | M | 34645 | $8.34 | Acquired | 281906 | Direct |
| 2015-03-24 | Common Stock | S | 34645 | $44.107 | Disposed | 247261 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-23 | Option (Right to Buy) | $8.34 | M | 34871 | Disposed | 2021-08-22 | Common Stock (34871) | Direct |
| 2015-03-24 | Option (Right to Buy) | $8.34 | M | 34645 | Disposed | 2021-08-22 | Common Stock (34645) | Direct |
Footnotes
F1: Includes restricted stock awards under the 2009 Stock Incentive Plan.
F2: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 28, 2015 which was reported on a Form 8-K filed February 3, 2015.
F3: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $44.13 to $45. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F4: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $43.835 to $44.62. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F5: Currently 100% exercisable.